Earliest Accounts: St Francis, Stigmata, and Polemic in the Orthodox Church (Part 2)

This post continues the previous one regarding the polemic surrounding Francis of Assisi’s reception of the stigmata on Mt Alverna is Tuscany during August-September 1224.  Here, I will present the account of St Francis’ experience as related by two sources much earlier than the one used by the author of the Orthodox Word article.  The first account is by Thomas of Celano; the second is drawn from Bonaventure’s Life of Francis.

  Thomas of Celano’s Account

Thomas of Celano was a disciple of Francis, present with him from around 1213 to 1216, though apparently not one of the inner circle of Francis’ companions.  Although he was absent the last two years of Francis’ life, during which time Francis bore the stigmata, he would have remained in touch with Francis’ companions who could have provided him with his sources of information for this time period.  Thomas was present at Francis’ canonisation on 16 July 1228, and by February 1229 had written the first life of Francis at the direction of Pope Gregory IX.  His account is thus not the textual basis on which Francis’ sainthood was decided; however, it shaped most subsequent accounts. The work can also be viewed as the earliest ‘official’ understanding (by the Latin church) of Francis’ particular sanctity and way of life. Thomas’ account of Francis’ reception of the stigmata appears in this First Life. Between 1244 and 1247, however, Thomas also wrote a Second Life of Francis for the Minister-General of the order. This second work fills in some lacunae left by the initial Vita. (All quotes are from Howell’s 1908 translation, and therefore ought to be in the public domain.)

In Thomas’ telling, the appearance of the stigmata is framed by a chapter in which Francis sought in prayer to know, “in what manner, by what way, or by what desire he might most perfectly cleave to the Lord God in accordance with the counsel and good pleasure of His will.” Francis therefore prayed prostrate that God would show him His will by opening the Gospels at random, and that Francis would have the strength to do what was God’s will for him. Francis opened the Gospels to the Passion narrative. He repeated this three times, each time his gaze falling on similar passages recounting how Jesus suffered tribulation. Francis took this to mean, “that it behooved him through much anguish and much warfare to enter the Kingdom of God.”

Earlier, in the second part of the First Life, Thomas had recorded that Francis, in imitating Jesus, would spend one part of his time profiting his neighbour, and one part in contemplation and repose (meaning solitude). Thomas avers that Francis was engaged in continual prayer, and that this frequent contemplation led to intimacy with God. (Possible ‘methods’ of contemplation that Francis might have used will be treated in a subsequent post, drawing on some of St Bonaventure’s writings concerning the topic.) Thomas thus already set up in the reader’s mind the idea that Francis was engaged in an earnest pursuit of imitating Jesus’ earthly life as closely as possible.

In chapter three, the vision on Mt Alverna is recounted. In Thomas’ account, the earliest we possess, the vision is not preceded by any particular notice; it just happens. Francis is not contemplating anything in particular, though he was in retreat celebrating the Fast or Lent of St Michael. The Lent of St Michael is observed between August 15 and September 29 (which is the Feast of St Michael, or Michaelmas, in the Latin Rite). As Thomas writes: “While [Francis] dwelt in the hermitage, which, from the place in which it is situate, is called Alverna, two years before he gave back is soul to heaven, he saw in a vision of God a man like a seraph having six wings, standing over him with hands outstretched and feet joined together, fixed to a cross. Two wings were raised above his head, two were spread for flight, and two veiled the whole body. Now, when the blessed servant of the Most High saw this, he was filled with exceedingly great wonder, but he could not understand what this vision might mean.”

For Thomas, the vision of a Seraph is like any other vision of angels; it provokes wonder in the beholder. Later, we will look at one possibility of how a Seraph might have come to be associated with the Cross, via the ever popular Judah Cyriacus legend. In any event, Thomas goes on to say that while Francis was delighted by the beauty of the seraph’s expression, he was fearful of the angel’s suffering. “Thus he arose, so to speak, sorrowful and glad; and joy and grief alternated in him. He anxiously pondered what this vision might portend, and his spirit laboured sore to come at the understanding of it. And while he continued without any clear perception of its meaning, and the strangeness of the vision was perplexing his heart, marks of nails began to appear in his hands and feet, such as he had seen a little while before in the Man crucified who had stood over him…” (Emphasis mine.)

Thomas goes on to describe the stigmata in detail. “His hands and feet seemed pierced in the midst by nails, the heads of the nails appearing in the inner parts of the hands and the upper part of the feet.” The ends of the nails were bent and driven back. Francis’ right side was overlaid with a scar, but often shed blood.

In contrast to the presentation in the Fioretti, Francis’ contemplation followed the vision; it did not precede it. Nor does the text allow us to posit that Francis was practising a sort of visualisation technique that might have led to such a vision. Additionally, a close reading of the text demonstrates that Francis wondered at the meaning of the vision: words like portend, understanding, perception of meaning, strangeness perplexing the heart, all point to a desire on the part of Francis to meditate on a puzzle in need of deciphering, or a revelation in need of interpretation. It seems that he did not arrive at an answer until after the stigmata appeared in his body. Only then was a meaning assigned to the vision: the Seraph appeared to Francis in order to prophecy Francis’ own bodily transformation, and as a result of his thus far perfect imitation of Jesus’ life. (In later imagery, i.e. in frescoes of Francis’ vision, rays shoot from the Seraph’s wounds to Francis’ body. However, the text does not offer such an account.)

Bonaventure’s Account

The source for Bonaventure which I am using is the easily accessible Classics of Western Spirituality series, edited by Ewert Cousins and prefaced by Ignatius Brady, OFM in 1978.

Bonaventure, a Doctor of the Church for Roman Catholics, holds an important place in the history of medieval Latin spirituality. Being a professor at the University of Paris (1254-1257), Minister General of the Franciscan Order (from 1257), and a Cardinal, Bonaventure exerted wide influence on his contemporaries. Together with Thomas Aquinas, also at the University of Paris at the time, he defended the development of the two mendicant orders, Franciscan and Dominican. He was also an advisor to various popes. His influence over the popes of Rome was not limited to the thirteenth century, however; while a student of theology, the current pope, Benedict XVI, wrote his doctoral dissertation on Bonaventure. As Cousins sums up, “Grounding himself in Augustine and drawing from Anselm, he brought together the cosmic vision of the Pseudo-Dionysius with the psychological acumen of Bernard of Clairvaux and Richard of St Victor… In a certain sense, Bonaventure achieved for spirituality what Thomas [Aquinas] did for theology and Dante for medieval culture as a whole.” Therefore, if one wishes to understand pre-Tridentine, medieval Latin spirituality, especially as it relates to theology, a knowledge of Bonaventure is indispensable.

Bonaventure composed his Life of Francis around 1263, drawing on the earlier works by Thomas of Celano and Julian of Speyer. (Francis was canonised when Bonaventure was 11 years old, but Bonaventure had earlier been saved from an illness by invoking Francis’ intercession when Bonaventure was a boy.) The intervening forty years from Thomas of Celano’s First Life (and twenty since his Second Life) allowed Bonaventure’s hagiography to place Francis in the framework of a consistent theology, especially since this work followed Bonaventure’s treatises on the Journey of the Mind to God (1259) and The Tree of Life (1260). Bonaventure’s organisation and interpretation of the saint’s life is therefore somewhat unique, inasmuch as its chronology and presentation is subordinated to other concerns. The biography was officially approved in 1266, and served as both a political and peace-making work for the Order (the details of which do not need to be addressed at the moment; suffice it to say that some wanted to take Francis’ example in a much more zealous or radical direction than others found prudent).

For Bonaventure, Francis’ life is a quintessential example of the spiritual journey, and as already mentioned, his account of Francis’ life should be understood in the context of two prior works, his Journey of the Soul (or Mind) to God and the Tree of Life, a meditation on the life of Christ. In the former work, Bonaventure uses the six wings of the Seraph of Francis’ vision to describe the three paired roads by which the mystic can reach the sort of rapture in contemplation of God experienced by St Francis. Those three roads are consideration of nature, the soul, and God. A fruitful comparison could be made by comparing this ‘method’ with that of the thirteenth century Athonite fathers’ emphasis on contemplating the logoi of all created things. The Tree of Life continues that line of thought, and “presupposes the theological vision of the former treatise.” Since my current interest is in presenting only the experience of the stigmata by Francis, I will return to these works at a later date. I have presented them only so that the careful reader will know how to contextualise Bonaventure’s Life of Francis.

Bonaventure’s account of Francis’ reception of the Stigmata is preceded by chapters on Francis’ zeal for prayer (in chapter X), and a much earlier chapter on humility (chapter VI). In Bonaventure’s telling, as Francis began the fast of St Michael, he “experienced more abundantly than usual an overflow of the sweetness of heavenly contemplation, he burned with a stronger flame of heavenly desires, and began to experience more fully the gifts of heavenly grace.” Bonaventure likens this spiritual grace to being borne aloft like the faithful and prudent servant searching out God’s good pleasure, to which Francis wished to wholly conform himself. Inspired to to take up the Gospel, Francis had a companion take the sacred book and open it three times in the name of the Trinity. Passages narrating the Passion were revealed each time. From this, “Francis learned that now he must imitate Christ’s passion, just as he had worked before this in imitating Christ’s earlier life.

As Bonaventure foreshadows regarding Francis’ “seraphic” ardour at this time, “by his sweet compassion he was being transformed into Christ…”

Bonaventure continues, “On a certain morning about the Feast of the Exaltation of the Cross [September 14], while Francis was praying on the mountainside, he saw a seraph… descend…” Like Thomas’ version, Bonaventure describes Francis’ joy at the vision; however, Bonaventure says that Francis felt compassionate sorrow for the suffering in the vision, rather than fear, as in Thomas’ account. In both cases, Francis wondered at the vision. Bonaventure specifies the topic of Francis’ meditation: the incompatibility of human weakness and the Passion with the immortality of the Seraph. It allowed, in other words, a meditation based on analogy to the hypostatic union and the kenosis of the Word: here is an angelic being who yet also can suffer, imitating Christ’s earthly life.

“Eventually [Francis] understood by a revelation from the Lord that divine providence had shown him this vision so that as Christ’s lover, he might learn in advance that he was to be totally transformed into the likeness of Christ crucified, not by martyrdom of his flesh, but by the fire of his love consuming his soul [literally, incendium mentis, ‘conflagration of the soul or mind’].” (I should note in this context that Bonaventure also wrote a work called The Triple Way or Fire of Love.) “As the vision disappeared, it left in his heart a marvelous ardour and imprinted on his body markings that were no less marvelous. Immediately the marks of nails began to appear in his hands and feet…”

Bonaventure adds something more to the account, however: Afterwards, not wanting to publicise what had happened, Francis called some friars and sought their counsel about the stigmata, “speaking in general terms” so as not to reveal what had happened. A friar named Illuminato told Francis not to bury the talent with which God had entrusted him. Taking Illuminato’s advice, Francis recounted his vision, adding the vision also spoke, but that Francis would not reveal those words. Neither Thomas of Celano nor Julian of Speyer mention anything about the vision speaking. The experience on Mt Alverna, therefore, was more than merely visual for Francis; it was also auditory. What those words might have been, one can only speculate.

In Bonaventure’s version, we see that while Francis was aflame with love for God during his yearly retreat at La Verna in Tuscany, the topic of his prayers remains unnamed. The seraph descends while Francis is at prayer, true; but the marks of stigmata appear before Francis has much time to contemplate the meaning of the vision. We have no indication that Francis was using any particular techniques of meditation; indeed, Bonaventure repeatedly says ‘contemplation’, which ultimately came to be distinguished from ‘discursive meditation’ in Latin theology. Meditation has a topic; contemplation enters into silence — or if it uses words, they are short phrases such as the Jesus prayer, or that favourite of Francis: Deus meus et omnes, ‘my God and my all’. If Francis was in the midst of a silence brought about by his prayer, and he had an experience with visual and auditory components, that experience can hardly be held to be the result of delusion brought about by specific practices of imaging Jesus in his mind’s eye during that prayer. Rather, the vision in Bonaventure’s account, like that in Thomas of Celano’s, appears to have been rather spontaneous.

I do not have space here to include the account in the Fioretti (likely composed around 1390) for comparison. The Fioretti, or Little Flowers of St Francis, is the work used by the author of the Orthodox Word article. Because the argument in the Orthodox Word was based on a late work, and because it assumed a type of mental exercise not clearly in evidence, the argument presented in the Orthodox Word article is invalid and must be reassessed.

In my next post, I hope to explore some issues raised in the two accounts presented above. Those issues include the purpose of the various hagiographies; an exploration on holiness in context, which may examine the questions of why stigmata? and why a seraph? It also will note how Francis became a node uniting several medieval devotions, and presenting an alternative masculinity or way of imitating Christ’s life, in counterpoint to the warrior-image of male Crusaders at the time.


St Francis, Stigmata, and Polemic in the Orthodox Church (Part 1/6)

October 4 is the feast day of the Latin saint, Francis of Assisi.  Francis’ sainthood is a matter of dispute between some Orthodox Christians (by which I mean members of the Greek, Russian, Serbian, and Romanian churches; or more generally put, the Byzantine Orthodox church), and this post is motivated by an experience I have already referred to earlier on How the Church retained me through my 20s, but lost me by my 30s.  Briefly, when I was on Mt Athos some years ago, I was given a copy of an article published in The Orthodox Word. Presumably, I was considered too ‘Catholic’ and not ‘Orthodox’ enough, and this article would set me straight with regard to how Francis of Assisi was a deluded man and not a saint at all.

The article began in response to a question posed by a layperson. She had noticed some of her Italian Catholic friends had a devotion to Padre Pio. Padre Pio (1887 – 1968) was a Southern Italian monk who was marked by the stigmata, the five wounds of Christ. In Padre Pio’s case, these wounds developed spontaneously and slowly. He had reported to one of his superiors that his hands and feet were getting sore. He was told to pray about these sufferings, but the pain did not cease. Eventually the wounds broke open, and he bore their marks for the rest of his life.

None of Padre Pio’s biography, however, was mentioned by the priest who answered the question. Instead, in order to demonstrate the errors of Latin Catholicism  (in which Padre Pio must certainly have participated, being a Latin friar), the author of the article decided to present an account of the first known stigmatist, Francis of Assisi. Using the Fioretti di San Francesco, the priest attempted to demonstrate that Francis’ reception of the stigmata was due to self-delusion and a meditative technique filled with visualisations, the result of which was a demonic marking on Francis’ body, mocking the Passion of the Incarnate Word. All other stigmatists (none of them named, but among whom is another Latin Saint and Doctor of the Church, Catherine of Siena), by implication, were therefore also equally deluded into error.

Rather than convincing me of the Truths of Orthodoxy, however, the article merely left me annoyed by its unscholarly character and the fact that it devolved into mere Catholic bashing. When I expressed the former sentiment to one of the monks, he just rolled his eyes and walked away.  Another monk was more keen to hear my objections and looked thoughtful about them. (Both monks were Americans, and converts from Protestant churches.)  One of the laypeople I encountered at another monastery, a convert to Orthodoxy from the Episcopal church who frequently visited the Holy Mountain, was very keen to defend the article.  He urged me to read the original Latin life of Francis to which the article referred; surely then I would be convinced. I pointed out to this young man (he was my age at the time, actually, about 24 or 25) that the article referred to the Fioretti, a rather late work, written in Italian.

Nonetheless, I suppose I have followed his advice, and followed up on my own criticism of the Orthodox Word article.  Leaving aside the Fioretti, which I read when I was 15, and which did influence my own spirituality, I have turned to two of the earliest works on Francis life, both of which were key texts in fashioning the canonical image of Francis as a saint in the eyes of the Roman church.   (The Fioretti  influenced my own spiritual life in terms of introducing me to the concept of Holy Obedience, the simple prayer Deus meus et omnes, ‘my God and [my] all, and a love of a poverty which imitates the kenosis of the Incarnate Word.)

I can agree with the author of the Orthodox Word article that spirituality differs across geography and is at the root of why the schism between East and West continues. Indeed, one can argue differences in spirituality — and disjunctions in the theology which informed and continues to inform those spiritualities — is why the Protestant schism occurred between the Latin and German churches as well.  However, I do not agree that Francis is an exemplar of all the delusion (a term which really needs to be defined) that Catholic spirituality and theology has come to embrace; in fact, what I have read in the earlier Lives mitigates against this belief. In the context of Francis and the stigmata specifically, I strongly disagree with the idea popular in some Orthodox circles, that Orthodoxy never went through an ’emotive’ phase devoted to the Passion. In fact, it did, in the twelfth century, roughly contemporaneous with the lifetime of Francis himself.  I have touched on that devotion in a post treating Heraclios, the Crusades, and the True Cross.

In order to examine the case of Francis’ stigmata more closely, in Part 2, I will present substantial sections from two early works which treat that event specifically. The first example is from Thomas of Celano; the second from St Bonaventure.  Another early work, written by Julian of Speyer and roughly contemporaneous with Thomas of Celano’s First Life, may treat the stigmata, but I have not read that Vita. As will be discussed in Part 3, these accounts differ substantially from that presented in the Fioretti, and on which the Orthodox Word author’s argument is based.  Part 3 will also take up the question of authenticity and miracles after Francis’ death, and provide links to various references mentioned in this series of posts.


Moral Emphasis and the Christian Life

After watching the film Brideshead Revisited and reading comments on Cardinal O’Malley’s blog regarding the withdrawal from parochial school of a student who is being raised by two women, I was prompted to reflect on the unbalanced emphasis morality — or rather, certain aspects of morality — plays in forming the perception of what Catholicism is today, particularly in its public role.  This isn’t a reflection on the decision to disenroll the student; that decision may well have been made with an eye to questions the student might raise at a later date.   I suppose another post examining the asking of difficult questions should be added, but for now, I am more concerned with the reduction of Christianity to hollow moral forms, and the continued emphasis, since the Counter Reformation at least, of certain authority figures (including not simply clergy, but parents as well) to forcing individuals into narrowly and shallowly understood, compulsory morality.

Christianity, however, is more than morality.  Catholicism is more than a simple moral code held together by liturgical rubrics.  Indeed, morality may be the least part of it — and this, I believe, may be what sets my views so far apart from my more vocal contemporaries in the world of religion and public life.

Although to be sure, “spirituality” — that popular and resultingly anomalous term — is in some regards religion and religious experience apart form its derivative (some may say its sustaining) morality, I am not proposing that we focus on the “spirituality” of Christianity at the expense of moral theology per se.    From the point of view of “spirituals”, morality is seen as external, imposed from without in order to compel and control individuals under the authority of others:  compel those who are thirsty for divine experience within the context of their religions, control those who are not.

This idea is not without its merits, and the evidence must certainly be acknowledged by those within the Church (which means parents and teachers, and not necessarily clergy).  However, the idea that morality can be internally derivative of religious or spiritual experience is rarely broached, and is perhaps one of the more profound oversights of both this position or philosophical lifestyle (that is, of the “I’m spiritual, but not religious” outlook), and the more conventional “outer forms only” order.

What for me is essential or central in Christianity — that ancient and medieval Mediterranean Christianity, both western and eastern, in which I am steeped, concerns revelation: the (mystical) contemplation of dogma, if you will, the experience of contemplation and prayer, the inculcation of an interior life, more than any morality derived from the decontextualised rabbinic debates in which Jesus participated or the literal and selective application of Pauline (itself part of Rabbinic debate) or Petrine argumentation and instruction.  It is, in a word, morality derived from internal experience.  The inculcation and internalisation of morality need not go hand in hand with externally imposed forms, with hawkish oversight, well meaning but guilt-inducing instruction and reflection (which, in reality, often results more in confusion-inducing alienation).  Such actions betray trust, no matter whether they preserve respect or outward, public conformity.  And without trust, where is faith?  Without trust, what love can be borne?  And without love, and without faith, how can one dare be called or assume the name of Christian?

Yet perhaps I now fall into the same trap — speaking of love while condemning zeal?  I cannot condemn the zealous.  What I can do, however, is frankly declare it to be misplaced, misoriginated, uncentred.  Zeal must spring from the interior life and must express itself in personal reflection, silent or spoken, as one is called — but not so subjectively one fails to realise the unique lives others experience within divinity.  This sort of zeal asks others what they perceive — or don’t perceive — what they choose to do — or not — in order to cultivate a subjective, uniquely personal life.  It seeks nothing from the other person and in not seeking perhaps raises them to a wisdom borne of presence when present, and reflection when reflective — a state formerly called self-recollection.   In short, it allows others to take the chance of making difficult moral choices and living interiorly with the consequences.

This state of recollection transcends any existentialist dichotomy postulated between engagement in lived experience and melancholy introspection, for it moves fluidly, with an integrity rooted in confidence and developed (or even attenuated) by refined perception.  It is a palpable and moving silence, a speech imbued with power because it seeks to control none; the body is not made a prison for divine life.

Of course, if one sees Christianity as salvation form sin — which I do not — this moral emphasis makes the utmost sense.  What do I see Christianity as promising?  What is the life question is answers?  If Christianity isn’t about salvation from sin, what does Christianity save us from?

Theologically, I think one can make the case that Christianity’s appeal in the ancient world was that it promised salvation from death.  This is why the Resurrection is such an important even in the life of Christianity.  “By death you trampled on death and bestowed life to those in the tombs” runs the Paschal anthem.  Without death, Adam, humanity, is returned to its primordial state, and provides a path to silence and stillness, to wonder and peace.  Without fear of death, union with the divine life, integrity, firmness, and action result.  And action characterises the works of mercy which, incidentally, are posited as the social criteria by which nations — not individuals in themselves — will be judged.

But action also entails risk.  If you believe that risk to be the possibility of making a moral mistake and running afoul of a hard and severe taskmaster, you have become the third servant who was ultimately thrown out of the master’s house, the money with which he was entrusted distributed to those servants who, in silent union with and wonder at their master, risked the money they had been given, because they knew their master had entrusted them with such gifts for just that purpose.  The parable about talents is a parable about how one sees God, just as much as it is about how one takes up the challenge of making difficult choices.

This isn’t to deny the importance of morality, nor to disparage the practice of those precepts contained in the Scriptures.  Divine experience can certainly come from the study of God’s law.  But that experience of the divine is derived exactly from immersing oneself in the study of Torah, derived from asking the difficult questions about how a law is to be prescribed, what is its extent, what are the mysteries enfolded within its grammatical particles.  Such study seeks to discover what is unsaid but contained within the verse.  Through this probing of the hidden depths of God’s ineffable name, this sort of study, we enter into the Divine life.

True, we live the moral insights which come from this reflection, and through the practice of that life we arrive at yet new depths of communion from our lived experience of moral precepts.  But this is not morality for morality’s sake.  It is morality for the sake of ongoing communion with Divinity — which is a religious experience born form the interior life, not a hollow compulsion potentially, and ultimately, filled with bitterness and regret.